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The Swedish Natural Step: A Model for Sustainable Transformation

The Swedish Natural Step: A Model For Sustainable Transformation

FOR CONVERSATION AND COMMENTS ONLY. Fall, 1996.

This working draft was created for the purpose of convening a workshop with the interviewees whose story it contains. It was created to provide a shared basis for continuing the conversation about the Swedish Natural Step. Your comments are also very welcome.

HILARY BRADBURY
Boston College
Carroll Graduate School of Management
Organization Studies - Fulton 430
Chestnut Hill, MA 02167
(617) 552-0170
bradburh@bcvms.bc.edu

FAX: 617/552-0433


Table of Contents TABLE OF CONTENTS

PART I. Tell Me What This Is All About... p: 3

I.1 Preface

I.2 Some Words of My Own

I.3 Chronological Timetable: The Highpoints

I.4 What is Notable Here?

I.5 Setting the Stage: An Introduction to the Swedish Natural Step

I.6 A Compass for a sustainable future: The Four System Conditions

I.7 Key Themes in Sustainable Transformation

I.8 An Invitation to the Learning in this History

PART II. Tell Me How They Did What They Did... p: 14

II.1 The Context of The Swedish Natural Step

* But Nothing happens suddenly: Seeds and Strategy Readiness for change

Willingness to commit

Emergence of a champion: Karl-Henrik Robèrt

Knowledge points to directions for change

II.2a The Process of Communicating the Message p: 22

* Consensus works on many levels

Drafting the original consensus document

Simplicity without reduction

Shared Understanding based on the Consensus Document

Consensus works to attract business

Strategizing next moves

II.2b Sustaining Growth p: 29

A gala to celebrate

Expanding synergistically

Empowering young people: Ownership makes for committment

Let it be a win-win engagement

Business and KHR click

II.2c Challenge and opportunity of sustaining transformation p: 38

When others won't engage in consensus

But you can't please all the people all the time

The heights before the fall

External threat leads to internal clarity

Limits to growth

II.3 The Architecture of Engagement: Sustaining Transformation p: 47

* Working with Business as agents of social change

Attracting effective ambassadors/trainers

Gender diversity

Targeting the right businesses

Facilitating business' internalization of the NS message

Creating ever more possibilities, through networks, for the spread of the message

PART III. Engaging A Conversation So That We Might Do Likewise p: 53

PART I

TELL ME WHAT THIS IS ALL ABOUT...

PREFACE

What will remain is the vision of the sustainable society

--Karl-Henrik Robèrt

This is the story of the early stages of the Swedish Natural Step, the environmental organization whose work provides a compass we can use to orient ourselves toward a more environmentally sustainable society. Today this work is spreading on all continents.

In telling the story of the Natural Step we, who have created, supported and documented this work, hope that it will inform other efforts of large scale social transformation.

The heart of this story is told through the voices of those whose story it is. We believe that the story is inspiring, and in telling it, blemishes and all, it may give hope and direction to others who wish to do similar work.

It's a thematic story, rather than a chronological one. The focus of this story is on how people worked together to achieve what they achieved. It is a story with many participants, only some of whose voices could be included here.

Acknowledgments:

Much gratitude and recognition is due the many people whose work and support brought this learning history to fruition.

First and foremost I thank all the interviewees who took the time to tell me their part of the story: Kerstin Abrahamsson, Per Uno Alm, Lars Bern, Hans Dahlberg, Stefan Einhorn, Karl-Erik Eriksson, Anders Frisk, Russel Johnson, Magnus Leje, Stefan Nyberg, Bo Olsson, Karl Henrik Robèrt, Rigmor Robèrt, Hans Rämö, David Santa, Johan Strid, Björn Wallgren, and to all NS employees who spoke with me.

Thanks also to those with TNS-US, especially Laraine Lomax and Steve Goldfinger who helped me with informational interviews.

I thank also all who lent their editing eyes to the deceptively simple task of creating a learning history: Marty Castleberg, Gregory Doyle, Nina Kruschwitz, JoAnne Wyer; to Drew Jones for his help with the system dynamics models; and to George Roth for sharing information and documents on learning histories.

I am delighted to offer thanks to those who supported this project: Peter Senge, David Isaacs, Juanita Brown and Sara Schley; and to the foundation "Visions of a Better World" for administering the funds.

I am also indebted to the collegial and material support received from the Organizational Studies Ph.D. program at the management school, Boston College.

Abbreviations/Notations:

A small number of abbreviations are used throughout the text. "Det Naturliga Steget" is the original name of the organization which grew around the consensus report on sustainability in Sweden. I translate this as "Swedish Natural Step," this is then further abbreviated to "NS." This abbreviation is chosen to distinguish the Swedish group from the American foundation which is continuing the work in the USA and which is referred to as "TNS" / "The Natural Step." Karl-Henrik Robert is referred to as "KHR;" Rigmor Robert as "RR," and Per-Uno Alm as "PUA."

Back to the Table of Contents


I.2

Your manuscript will be a story,

and it will be your story

and it will be our story.

- Rigmor Robèrt

SOME WORDS OF MY OWN

I asked colleagues to read through earlier versions of this document. Some were really engaged by the story they read. Some wondered why more people with an 'outsider' perspective had not been interviewed. Others expressed the fear that I had "gone native", i.e., become so captivated by the story that I am telling that I have lost too much objectivity. These honest evaluations give me pause. Certainly I have put all the positive aspects of the Natural Step up front - which is not to say I eschew criticism, but instead to acknowledge my first impressions.

Certainly I have my biases. I am a student of organization studies, I am interested in better ways of shaping the character of our work organizations for the 21st Century. My lens on the story which follows is often colored by my concern with issues of organizational transformation. My goal here is to write about the early stages of the Natural Step and so predominantly (though not exclusively) I spoke with those who were internal at that time. It is important, however, that my lens on this story not shut down readers' ability to "hear" that story, or to wonder about what is not told. The form of this story, a learning history, is precisely intended to invite readers' participation. This is not a closed document, rather it is one which is best used to provoke further questions and conversations. The reader is invited to keep a red pen to hand while reading.

What is foremost when I recall my time with the interviewees whose words form the heart of this story, is the respectful warmth with which I was greeted. I met with people whose work obligations were enormous. The interviewees were busy people: heads of international corporations, eminent scientists, doctors, civil servants, entrepreneurs, politicians and Natural Step employees. Yet they made time to tell what they all believe is an inspiring and important story. Unfailingly punctual and modest as to their contributions, the interviewees who had donated so much time and money to this cause were concerned almost entirely with the importance of the work as opposed to their individual contribution.

On one occasion I was moved to tears in an interview with a scientist. I was listening to his tale of his many years working to educate people on ecological matters. Undeterred by what often must have felt like a drop of water in the ocean of ignorance and lack of concern, he expressed his simple determination: "I have no choice but to do this, really, what are the options once you know what must be done." I grasped the degree of passion with which this work has been supported. I got that it takes dedication, effort and mostly disciplined obsession to reach the goal so cherished by all I met: a sustainable future.

This is very simple in a way. It is a calling to life-work, i.e., the work for our life on this living planet. What could be more arduous. What could be more fundamental. Hilary Bradbury

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I.3

CHRONOLOGICAL TIMETABLE: NATURAL STEP HIGHPOINTS

Social Historical Context:

1960's 1964 Rachel Carson's "Silent Spring" heralds an activist- intellectual awakening to environmental issues

1980's Political Green movements in Northern Europe: 1985: German Greens enter parliament; 1988: Swedish Green party wins in elections

1988

  • Karl-Henrik Robèrt convenes a core group of Swedish scientists who together produce the first consensus report on environmental sustainability.
  • Business leaders agree to underwrite the costs of sending the consensus report to every household and school in Sweden.
  • Karl-Henrik Robèrt with his wife Rigmor name the organization which grows as a result of the interest in the consensus report: Det Naturliga Steget/Natural Step.

1989

  • Public gala to celebrate the publication and dissemination of the consensus report. HRH The King of Sweden attends the Gala; the Student Union organizes a rock concert to celebrate the mission of the Natural Step.
  • Karl-Henrik Robèrt et al have a papal audience in the Vatican.

1990:

  • Two consensus documents are written by natural and social scientists on energy and traffic in which the implications of science are used as a basis for suggesting societal action.
  • Karl-Henrik Robèrt is invited to speak to the senior management team at IKEA International. All IKEA employees are educated about sustainability.

1991

  • Karl-Henrik Robèrt receives prize "The Best Social Invention" by Institute for Social Inventions, London, England.
  • Consensus documents on economic mechanisms, forestry, agenda 21 planning, agriculture and metals are begun in separate scientific networks.

1994

  • Karl-Henrik Robèrt is invited to speak by the MIT Center for Organizational Learning. KHR meets Paul Hawken at this talk. Steps are undertaken to continue the work of the Natural Step in the USA.

1995

  • Natural Step organizations are founded in USA, Australia, United Kingdom.

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I.4

WHAT IS NOTABLE ABOUT THE EFFECTIVENESS OF THE NATURAL STEP?

A "notable result" is a significant event described in observable and tangible ways. The "notable result" answers the question "what was accomplished?" One question which the learning history investigates is what has been accomplished, and to what do the people responsible for those accomplishments attribute the results?

As a result of the education efforts of Swedish Natural Step, by 1996 in Sweden:

  • 60 business corporations and 50 municipalities have actively begun to change the way they do business in an effort to promote global sustainability.
  • The largest Swedish petro-chemical business is producing bio-fuels.
  • The CEO's of 15 of the largest companies, are calling for stiffer government regulation of air quality.
  • There has been a 75% reduction in the use of pesticides.
  • Natural Step youth organization has become international with c. 150, 000 participants in 6 European countries. On specially designated "environmental days" young people, in schools or convened in gatherings, work with a large variety of practical environmental activities.
  • Swedish McDonalds is serving organic foods, using recycled materials to furnish its restaurants and beginning to include thatched roofs on its premises.
  • IKEA, one of the world's leading furniture manufacturers offers a line that complies with the system conditions. It contains no metal or persistent glues, is built of wood from sustainable forestry. One garden chair even includes a container for worm composting.
  • The four system conditions have partly formed the basis for Electrolux's environmental vision and policies. Electrolux was first to introduce a family of CFC-free refrigerators and freezers; they have developed a sun-powered lawnmower, a chainsaw that runs on vegetable oil; they transport 75% of their products by train; they use recycled steel.
  • In all, firms who together create 1% of global industrial output are in active conversation with Natural Step representatives with a view to strategizing the future of their organizations in ways that do not contravene the system conditions.

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I.5

SETTING THE STAGE: AN INTRODUCTION TO THE NATURAL STEP

Imagine: scientists get together and reach consensus on the roots of our environmental destruction and the most critical avenues for action; an educational package based on that report is sent to every household and school, so that citizens can learn the basics of sustainability. A roster of famous artists and celebrities appears on TV to promote and celebrate this achievement. Business leaders underwrite this work. These leaders also begin to apply the insights of the report to support the greening of their own products and processes. The work spreads internationally, igniting hope and yet more visioning. People start to take steps toward a sustainable society...

The man who is central to its creation is Karl-Henrik Robèrt, MD., Ph.D. Karl-Henrik Robèrt lives in Stockholm and is a cancer researcher and physician by training. His concern for the illnesses of his patients led him to address the 'upstream' environmental and ultimately philosophical beliefs which lie at the root of many of these illnesses. He noted that as a physician, he was seeing more rare types of cancer more often. He stopped to ask the question: in what ways are we as a society contributing to this?

In 1989 Karl-Henrik Robèrt founded The Swedish Natural Step, an organization which serves as an educational vehicle on ecological matters in Swedish society. Dr. Robèrt's most significant contribution may be his achievement of consensus on widely debated scientific issues through a process of 'simplicity without reduction.' Working closely with prominent scientists in the spirit of consensus building, Dr. Robèrt was able to develop a widely supported educational package that presented fundamental environmental issues to the Swedish public. After approaching a number of business organizations and securing financing, one such package was sent to each Swedish school and household. The Swedish king also became a patron.

Later, Dr. Robèrt and John Holmberg together articulated the four system principles which are "both necessary and sufficient for a sustainable society". These principles can serve as a guide for decision making by both individuals and organizations who want their actions to be aligned with the vision of a sustainable society.

Today the Natural Step foundation has grown and comprises networks of independent professional groups. Businesses such as IKEA, Electrolux and Swedish McDonalds are currently using the Four System Conditions as a "compass" to guide their research & development, products and processes. (Please see below for more details on the four system principles.)

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I.6

A COMPASS FOR A SUSTAINABLE FUTURE:

The Four System Conditions

The following "compass" comprises four system conditions which, in the words of Swedish Natural Step, are "necessary and sufficient" for ecological sustainability. The compass tells us the implications of our actions and points to a "true north" i.e., actions that will lead us to societal sustainability. The Natural Step believes that everybody can benefit from understanding these principles, not least because they offer a chance to start to speak with each other using a common language. (More details on how the compass was developed and the uses to which it has been put are contained in the body of the learning history.)

System Condition    This Means          Reason              Question to Ask     
                                                                                
1. Substances       Fossil fuels,       Otherwise the       Does your           
from the Earth's    metals and other    concentration of    organization        
crust must not      minerals must not   substances in the   systematically      
systematically      be extracted at a   ecosphere will      decrease its        
increase in the     faster pace than    increase and        dependence on       
ecosphere           their slow          reach               underground         
                    redeposit and       limits-often        metals, fuels and   
                    reintegration       unknown-beyond      other minerals?     
                    into the Earth's    which                                   
                    crust               irreversible                            
                                        changes can occur                       
                                                                                
2. Substances       Substances must     Otherwise the       Does your           
produced by         not be produced     concentration of    organization        
society must not    at a faster pace    substances in the   systematically      
systematically      than they can be    ecosphere will      decrease its        
increase in the     broken down and     increase and        dependence on       
ecosphere           integrated into     eventually reach    persistent          
                    the cycles of       limits-often        unnatural           
                    nature or           unknown-beyond      substances?         
                    deposited into      which                                   
                    the Earth' crust    irreversible                            
                                        changes occur                           
                                                                                
3. The physical     We cannot harvest   Our health and      Does your           
basis for           or manipulate       prosperity depend   organization        
productivity and    ecosystems in       on the capacity     systematically      
diversity of        such a way that     of nature to        decrease its        
nature must not     productive          reconcentrate and   economic            
be systematically   capacity and        restructure         dependence on       
diminished          diversity           wastes into new     activities which    
                    systematically      resources           encroach on         
                    diminish                                productive parts    
                                                            of nature, e.g.,    
                                                            over-fishing?       
                                                                                
4. If we want       Basic human needs   Humanity must       Does your           
life to go on we    must be met with    prosper with a      organization        
must have fair      the most resource   resource            systematically      
and efficient use   efficient methods   metabolism          decrease its        
of resources with   possible, and       meeting system      economic            
respect to          their               conditions 1-3.     dependence on       
meeting human       satisfaction must   This is necessary   using an            
needs, because      take precedence     in order to get     unnecessarily       
promoting justice   over provision of   the social          large amount of     
will avert the      luxuries            stability and       resources in        
destruction of                          cooperation for     relation to added   
resources that                          achieving the       human value?        
poor people must                        changes in time                         
engage in for                                                                   
short term                                                                      
survival (e.g.,                                                                 
rainforest)                                                                     

Are the System Conditions simply too demanding to be useful?

There are many examples of the application of these conditions. In the learning history that follows you will learn about the first company to approach Karl-Henrik to learn how to work with the compass. IKEA, one of the world's leading furniture manufacturers offers a line that complies with the system conditions. It contains no metal or persistent glues, is built of wood from sustainable forestry. One garden chair even includes a container for worm composting! Other organizations working in harmony with the system conditions are: Swedish McDonald's, the appliance manufacturer Electrolux, the supermarket chain ICA, even a Swedish oil company, which is developing alcohol based fuels. (In addition to the information provided in this learning history please see references at back for further follow up.)

What is Sustainability (based on the definition by Paul Hawken in The Ecology of Commerce p: 139)

In the simple terms of an economic golden rule for a restorative economy, sustainability means leaving the world better than you found it, taking no more than you need, trying not to harm life or the environment, making amends if you do. Sustainability means that your service or product competes in the market place because it delivers goods or services that reduces energy consumption, pollution, and other forms of environmental damage. Sustainability is an economic state where the demands placed upon the environment by people and commerce can be met without reducing the capacity of the environment to provide for future generations.

A Conversation with Karl-Henrik about the four system conditions:

The first 3 system conditions seem      KHR: The first three are tight          
different than the fourth               physical conditions and the fourth is   
                                        the consequence of the first three.     
                                                                                
In Swedish you say the laws are         The laws of nature will superimpose     
"non-negotiable".  Americans hate to    themselves since they supersede         
be told they have to accept things!     man-made laws.  And some words are      
                                        unnecessarily loaded.  An American      
                                        TNS colleague has told me that          
                                        "incontrovertible" sounds better in     
                                        American English.                       
                                                                                
So when I look at these  recyclable      Right.  The trouble is that most       
Nickel-Cadmium batteries that I am      people working with environmental       
tape-recording our conversation with,   issues are only talking about the 4th   
I realize that having recyclable        condition which includes issues of      
batteries is not enough.  In fact I     recycling.  That is like having 3 big   
am using batteries that are toxic,      holes on the waterline of a big ship    
and that I am contravening all 4        while you fix the water damage on       
system conditions.                      deck!  In fact we should be recycling   
                                        as little as possible, by appropriate   
                                        "pre-cycling."  The result should be    
                                        audited with regard to the first        
                                        three conditions, e.g., does the        
                                        demand for mining decrease as a         
                                        consequence of the recycling of         
                                        metals?                                 

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I.7

KEY THEMES IN THE STORY OF SWEDISH NATURAL STEP: Beginning and Sustaining Long Term Systemic Change

There are no separate problems anymore --John Lovejoy

Themes: The following Learning History is organized by the key concepts, or themes, which were derived primarily from the interviews conducted with those involved with the early stages of the development of the Swedish Natural Step. The following questions informed the thematization of the large amount of data: What can we learn from this remarkable achievement? How can it help us to achieve transformational change in other areas, in other countries?

Transformational Organizational Change: The effectiveness of the Natural Step seems to lie in its ability to successfully harness people's passion and concern for the environment. However, not every social movement or transformational change effort is able to harness people's concern and passion as successfully.

What are the factors that have made the Natural Step so effective in helping bring sustainable change to Sweden? What can we learn from the Natural Step which can help inform other transformational change efforts? What knowledge can we share about other transformational change efforts in order to help inform the Natural Step?

Transformative change efforts within organizations seem to spring up and take root. In this Learning History we attempt to articulate those themes which relate to transformational change on a general level, through description of their concrete realization in the specific life and work of the Natural Step.

  1. Nothing happens suddenly! This theme of Seeds and Strategy explores the readiness for the work toward sustainability in Sweden. Karl Henrik Robèrt, the central figure in the Swedish movement, is introduced.
  2. Consensus works on many levels. The effectiveness of the work of the Natural Step is often attributed to the consensus orientation which lies at its core. This section explores the components which led to increased commitment to the work of the Natural Step. Those include the shared vision of sustainability articulated in the original consensus report and the inclusive engagement of multiple stakeholders in support of sustainability.
  3. Here we learn more about the sustaining of NS growth. This was achieved synergistically through a combination of personalities who brought different talents and visions, and the support of businesses who were seeking to do well by doing good.
  4. The development of the Natural Step was not without its critical moments which included a smear campaign, personal trials and the ever consuming quest for financial support. This section draws attention to the fact that this magic was less luck and more a commitment to treat each significant challenge as opportunity.
  5. How could we do work like that?! This section discusses Strategic pointers for initiating such change. These are offered not as "the only way", but as the reflection on the success of the Natural Step by those who contributed and learned in this process.

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I.8

INVITATION TO THE LEARNING IN THIS HISTORY:

You are like an explorer and what we like to hear from an explorer is what did you see and how did it feel and what was it like - Rigmor Robèrt

You have begun to read a learning history. You might continue to read the following in the way you would read an ordinary report. However, if you read it that way, it may not provide the intended value.

A learning history describes what happens in a learning and change process, in the voice of participants. It documents the "hard" facts and events, but it focuses on what people thought about the event, how they perceived their own actions, and their differences in perception. By recreating the experience of "being there," the learning history helps you understand what happened in a way that helps you make more effective judgments. Our objective: To transfer the learning from the pilot team to other interested teams and organizations. The learning history is a means to that end -- not an end in itself. It is designed to produce better conversations, that wouldn't otherwise be likely to occur.

Learning is not always an easy process. It involves taking on the mindset of a beginner, letting go of what you already know, and being willing to examine mistakes. When people try new behaviors, to do things differently, they often make mistakes -- in fact, mistakes are inevitable. In typical business settings, however, mistakes are covered up and made undiscussable. The people who tell their story in this learning history have had successes, but they have also made mistakes. Those experiences are communicated here. Thus, the learning history gives you an opportunity to talk safely and openly about what has been learned by this group, and to extend that discussion to your own team and organization.

When you read this document as a learning history we ask you to do two things:

First, use it as a vehicle to better conversations. Read the document simultaneously with others who are interested in the issues it raises.

Second, as you read, take on the mindset of a beginner. "Listen" to what people are saying through their quotes, and why they did what they did. Try to suspend your judgment; don't automatically condemn the people who made mistakes, or assume you know why the mistakes occurred. Yet notice how you react. Mark those reactions in the document. Think about how this story is similar and different from the issues you face.

FORMAT

Right hand column: I have interviewed participants who were key in the early stages of the work of the Natural Step. On the right hand side of the page you will read their words. I have checked a draft of these words with each speaker before others have seen them.

Left hand column: In the left-hand column are my own thoughts and feelings which I hope will orient the reader to my perspective and aid in sense-making of the narrative in the right-hand column. Here I ask questions, offer reactions/comments on the story.

Sidebars are used throughout the document to explain an issue, concept or person in more detail than the use of quotations might allow. Where a word is marked "**" an explanatory sidebar follows below.

Systems models which describe and clarify ideas graphically are also included at two points in this document. The reader is encouraged to use alternate and/or similar clarification 'tools' throughout.

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PART II

TELL ME HOW THEY DID WHAT THEY DID...

II.1

THE CONTEXT OF THE SWEDISH NATURAL STEP

But nothing happens suddenly: Seeds and Strategy

This theme of Seeds and Strategy explores the readiness for the work toward sustainability in Sweden. Karl Henrik Robèrt, the central figure in the Swedish movement, is introduced.

We are all already scared.

Polls taken at the 1992 global environmental summit in Rio de Janeiro revealed that between 70-80% of people worldwide have some kind of deep worry about the environment. People think that their health and their children's health is currently or will be damaged by environmental problems. More and more, people are afraid of the direction the environment is taking, and they are aware that they themselves must do something to avert a catastrophe.

The effectiveness of the Natural Step in Sweden seems to lie in its ability to harness this concern for the environment which exists among almost all people. Not every social movement or transformational change effort is able to harness people's concern and passion as successfully.

Readiness for Change

Sweden, with its mix of a stable business environment dominated by large corporations, and a population that is well educated and socially active, seemed to provide the ideal conditions for the evolution of the Natural Step.

                                        
Is Sweden special in that it provides   
opportunities for people to develop     
not only awareness but also the tools   
to bring about ecological               
sustainability?  Just what is it        
about Sweden anyway?!                   
  In the US we say "Yes, in Sweden      Student unionist: In Sweden we have     
they can do this environmental          excellent preconditions for             
consensus work, but in the US we are    environmental activism since we have    
too atomized, too cynical..." Is this   well educated scientists and a          
"the truth" or a rationalization? How   population as a whole.  We have the     
important are such cultural factors?    highest rate of newspaper reading, we   
                                        have study circles** and large          
                                        people's movements.  Each Swede is a    
                                        member of 4-5 organizations.            
                                        Scientist: We Swedes are not very       
                                        controversial.                          
  It might seem that the consensus      Swedish Business Executive: We are      
orientation of the Swedes is not  a     still tremendously dependent on big     
result of their being simply "better    corporations and that is related to     
people".                                this conforming, even when people are   
                                        convinced of another truth and that     
                                        what they are doing is wrong, they      
                                        don't say so.  It's dangerous           
Economic conditions in Sweden, e.g.,                                            
the dominance of a small number of                                              
powerful corporations also play a                                               
role in maintaining a status quo.                                               
 In the US the vibrancy of the          In Sweden there is great pressure on    
economy  with its special regard for    people to conform, e.g., if you're      
entrepreneurial ventures, suggests      against nuclear energy it is            
that if people are willing to call      literally impossible for you to take    
for response in the business sector     part in business social circles.        
to environmental there are structural                                           
reasons which would support such                                                
change                                                                          
                                                                                
Cultural norms count too!               Scientist: In Sweden it is regarded     
                                        as a mark of prestige to be a good      
                                        diplomat and listen and reach the       
                                        goal rather than show off on a          
                                        personal level.                         

**On Study Circles: The Study Circle is about people from a community getting together once a week for a couple of hours to study a subject together. It can be anything from languages to science to woodworking. This is an organized and very popular backbone of the activities of Swedish educational organizations. Every autumn each household gets booklets from a study organization indicating the many possibilities on offer. A great way to disseminate educational material is to produce study group booklets.

People's cooperatives in Sweden: A cooperative (coop) is an organization that is owned by all participating members. The Consumer Cooperatives are the "little man's" organization which came about in order to provide people with the basic necessities in the last century.

Willingness to Commit

The success of a transformation initiative seems to rest on the willingness of individuals to make a whole-hearted commitment to the change effort. This is true for the Natural Step. Most of the people interviewed had changed her/his life so as to be more dedicated to working toward a sustainable future.

                                                                                
                                        Civil Servant: Earlier in my career I   
                                        switched away from engineering. I       
                                        realized what industry did not: that    
                                        environmental concerns will not fade    
                                        away.                                   
                                                                                
                                        Executive: I got the sad news that I    
                                        was sick with cancer and I decided      
                                        soon thereafter that I wanted to        
                                        dedicate as much work as I could to     
                                        the Natural Step.                       
                                                                                
                                        NS Employee: I was searching to do      
                                        something different in my life when     
                                        KHR asked me to work with the Natural   
                                        Step.                                   

A champion emerges: Dr. Karl-Henrik Robèrt.

Dr. Karl-Henrik Robèrt (KHR) brought to his work a unique combination of scientific know-how, love of clarity, awareness of the need for consensus and perhaps of most importance, an amiable and--many say--charismatic persona.

What can we learn from KHR's story? Is a charismatic leader essential for a successful change effort? Is it charisma which is necessary and sufficient, or are there other qualities, like persistence, which are equally, if not more, important?

I first met KHR in person in the                                                
offices of the Natural Step in                                                  
Stockholm in March 96.  We laughed                                              
about the fact that the airline had                                             
misplaced my luggage . Because he too                                           
was in casual clothes I was made to                                             
feel immediately comfortable in my                                              
rumpled attire.  Before sitting down                                            
together, I was introduced to                                                   
everyone in the Natural Step office.                                            
I was touched again and again                                                   
throughout the weeks I spent there by                                           
the warmth and dedication of all I                                              
met.                                                                            
 I had heard the remarkable  story of                                           
how KHR had engaged the energy and                                              
imagination of his scientific                                                   
colleagues to create a consensus                                                
document on how to proceed toward a                                             
sustainable future.  I was looking                                              
less for the facts than for an                                                  
understanding of how such work gets                                             
done.                                                                           
                                                                                
How had it all begun for KHR?   The     I was not only passionate, I was        
work sprang from his emotions, from     obsessed.  When I first started out     
his own passion and fear.               it was with a very clear sorrow in my   
                                        heart, and fear for the destruction     
                                        of the environment.                     
 His wife had already discerned signs    **RR: I started to understand that     
of significant vocational calling  in   something was going on with KH from     
the dreams of KHR back in the early     the dreams he was recounting, he was    
1980's: the dreams suggested a          starting to have amazing dreams -       
calling to significant and creative     when men are becoming creative they     
work                                    often have dreams with spiritual and    
                                        erotic motifs, and KH was having        
                                        quite elaborate dreams.                 
**Rigmor Robèrt (RR).   An                                                
     
occupational physician and Jungian                                              
trained analytical psychologist, Dr.                                            
Rigmor Robèrt is author of "He and                                        
     
She - born different" (1994).                                                   
Married to KHR for over 25 years,                                               
they have two children.                                                         
 KHR's was shaped by his professional     I am a cell scientist and the cell    
work as a scientist. Science was the    is almost a metaphor for the whole      
lens through which he saw a holistic    earth, where the organisms are like     
vision of the earth.                    the species and there must be a         
                                        balance of all flows for the earth to   
                                        survive.                                
In many respects, KHR represents the     Mathematics have always fascinated     
idealist's image of a scientist: a      me.  I think it is the challenge and    
man who  might reply to postmodern      the fact that there is a right          
skepticism with an old fashioned love   answer.  You feel exulted by clear      
of truth and objectivity                cut reasoning and beautiful thoughts    
                                        and creativity.                         
                                                                                
At some point, he found that he no      I was surrounded by scientists who      
longer shared his fellow scientists'    got happy every time they discovered    
definition of success.                  a new toxin.                            
                                                                                
Yet, his work was no longer             I was completely uninterested in        
fulfilling. He had a hunger to do       designing ever more elegant             
more.                                   medicines. There are a whole bunch of   
                                        people who can do that.  There was a    
                                        driving force in me, a power and        
                                        urgency to do something more            
                                        fundamental.                            
His professional training and these     From karate I learned to go on when     
feelings and experiences--including     it hurts and to read my opponent.       
being a national karate                                                         
champion--seemed to prepare him well                                            
for his Natural Step work.                                                      
                                                                                
There was another aspect of KHR which                                           
seems to be a major contributor to                                              
the success of the Natural Step: his                                            
inclusive communication style.                                                  
                                        One of the ways in which scientists     
                                        survive is by trying to explain their   
                                        work to other people.                   
                                                                                
KHR was very successful  and            But I rejected the usual way of         
respected as a cell scientist.          presenting my findings. I realize       
Early in his career he decided to be    that I had tried to hide behind such    
courageous enough to explain his        language, thinking that if I            
findings to his peers using very        communicate in this way I will be       
clear and simple language.              taken seriously and won't be seen as    
                                        superficial.   I changed to wanting     
                                        my thinking to be transparent to the    
                                        others so that they could see exactly   
                                        what is going on in my brain when I     
                                        am doing experiments.                   
                                                                                
His tendency toward collaborative       During my scientific work I was         
consensus building was apparent in      leading "flat" non-hierarchical teams   
the early days of his medical work.     where everyone took part in the         
                                        dialogue, where everything that was     
                                        said was clear and understandable.      
                                                                                
The Natural Step work is an             KHR: As a result of my trying to        
expression of KHR's life work. It is    communicate clearly many people came    
informed by his scientific education    and offered to work with me and help    
and 'rounded out' with an intuitive     me.                                     
way of connecting with people.                                                  
                                                                                

Karl-Henrik Robèrt's Leadership qualities were in early evidence. Though he is not without critics, all interviewees do agree that the man himself is unique--even though this is by no means the only cause of the success of the Natural Step.

                                        Executive: If KHR were archbishop of    
                                        Sweden the churches would be full on    
                                        Sundays.                                
                                                                                
                                        Employee: I see KHR as an Ivanhoe -     
                                        the fair and just king.  He's also      
                                        powerful in a physical way and that     
                                        influences me. It's a "guy thing."      
                                                                                
                                        Colleague: I see KHR is a very          
                                        charismatic person.  He would be        
                                        successful in anything he put his       
                                        mind to.  He has the confidence,        
                                        intelligence, charm.  He's a good       
                                        guy.  He wants to do good.              
Perhaps people are willing to be kind                                           
and gracious about KHR because of the                                           
net gain his many qualities have                                                
brought to others.                                                              
                                                                                
  This style seeks to explain complex   Early collaborator: He has a gift in    
matters in a simple way without         transmitting knowledge to ordinary      
losing anything integral to the         people in a way that they can           
subject at hand - KHR himself refers    understand it.  He is a very gifted     
to it as "simplicity without            lecturer.                               
reduction."                                                                     
                                                                                
                                        RR: KH enjoys teaching.  He was a       
                                        leader back in medical school. He       
                                        wanted always to bump things down to    
                                        the basics for people to understand.    
                                                                                
                                        Employee: KHR always seems so kind,     
                                        open, we can talk easily to each        
                                        other.                                  
Not that this style is always                                                   
appreciated!                                                                    
                                        KHR: I have ruined many dinner          
                                        parties with my love of lecturing,      
                                        people might say "O you must agree      
                                        that use of nuclear energy is better    
                                        than fossil fuel" and I simply have     
                                        to say no and then lecture them! I      
                                        feel physical pain when I hear          
                                        ignorance.                              
                                                                                
And when he, his ideas, or his style    KHR: The very last thing that           
are not, something else sustains his    abandons me, on days even when I am     
effort.                                 too tired to hear the beauty of a       
                                        bird's song, is my desire for           
                                        honorable recognition by people         
                                        around me.                              

Knowledge points to directions for change:

True to his scientific calling, it is KHR's belief that a full understanding of the facts would motivate people toward doing whatever they could to realize a sustainable future. KHR believes that the reason for entrenched positions is bad reasoning and that, in the end, all people should be able to understand that it is in everyone's interests to work toward sustainability in both the long and the short run.

It was this belief that, in 1982, motivated KHR to develop an information packet designed to curb the use of tobacco. In 1987 KHR then worked with a colleague, Stefan Einhorn, to do a similar task in helping to educate Swedes about the spread of AIDS. At the heart of this effort is the belief that facts put plainly can galvanize people to demand more from themselves, and from business.

KHR's approach involved a two-pronged   KHR: If I make a business man less      
strategy: creating greater awareness    ignorant about why it is in his own     
in  the business community itself--     self interest to undertake change,      
                                        change will come.                       
                                                                                
And influencing consumers.              There must be a market for new          
                                        products, so the first activity had     
                                        to be to address the public.            
                                                                                
It seemed like the logical next step                                            
to want to inform people of the facts                                           
about environmental degradation and                                             
sustainability.                                                                 
                                        Early Colleague: He had done a          
                                        tobacco program and we had done an      
                                        AIDS program and had been sort of       
                                        successful.  KHR started to think       
                                        about reaching people in business       
                                        with regard to the environment.         
                                        That's the group he wanted to           
                                        influence.                              
                                                                                
                                        Colleague: Few would come up with       
                                        such an idea as KHR - its               
                                        overwhelming!                           
 Perhaps what so overwhelmed people     RR: I think the biggest difficulty      
was KHR's willingness to commit to a    was the whole project, the very idea    
dream that was by no means guaranteed   of educating the entire population      
to be realized.  In a sense the dream   was somehow unbelievable to people!     
of educating the entire population                                              
was an utterly impossible dream..a                                              
dangerous commitment, too susceptible                                           
to failure.  It is perhaps more                                                 
common to not allow oneself to                                                  
entertain such a dream.                                                         
                                                                                

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II.2.a.

THE PROCESS OF COMMUNICATING THE MESSAGE

CONSENSUS WORKS ON MANY LEVELS

The effectiveness of the work of the Natural Step is often attributed to the consensus orientation which lies at its core. This section explores the components which led to increased commitment to the work of the Natural Step. Those include the shared vision of sustainability articulated in the original consensus report and the inclusive engagement of multiple stakeholders in support of sustainability.

Drafting the original consensus document

KHR was convinced that if people could be educated about environmental sustainability they would be in a position to create societal change, whether at the polling booth or in the marketplace. He then resolved to develop a document through a process of consensus which would be distributed to the entire population of Sweden. Undaunted by 'usual' thinking that might suggest that sending a document to all four million plus Swedish households is a little "over the top," KHR pressed ahead with his unusual plan. A document would be written and edited by many scientists until it contained the best articulation of the beliefs on environmental science to date. This document would then be distributed to households and schools. KHR had not yet decided that the King and UN ambassador general would be involved. That would come later!

You can work with consensus on many levels. The most important level is when KHR collects scientists. At a lower level it's about asking others for their advice, and not believing you have the solution yourself. So it's a way of being open for others to give their input. It's about taking away detail, finding a core that people agree on and building up from there. --Per-Uno Alm

Simplicity without reduction:

The consensus process employed a method of 'simplicity without reduction' which meant that all extraneous detail would be cut away to leave the core with which everyone agreed. The method of `simplicity without reduction' reflected KHR's promise to himself to make his thinking transparent. This became the template for the consensus process. It was crucial. in KHR's way of thinking, that people be enabled to move beyond quarreling** over details, to really understanding the principles at stake. KHR believed that when people understand principles --reduced to their simplest expression--they are enabled to overcome the "Thumbelina syndrome", i.e., the feeling we are too insignificant to make any contribution to change.

Initially, the process began with building a community of committed scientists. But the larger challenge was and continues to be to help businesses align with environmental goals. The process attracts businesses, including several effective champions within the business community.

On scientific quarrels over environmental issues: "Monkeys chattering in the trees!" How much CO2 in the atmosphere is too much? How big a hole in the ozone layer is too big? This is the nature of much scientific debate on environmental pollution. Karl-Henrik has likened this to the chattering of monkeys in a dying tree. He suggests that we do not need hard and fast answers to these difficult questions before we act; that we may act now with our already voluminous partial knowledge. To act means to get down out of the leaves and begin to tend to the trunk and roots of the dying tree which supports our life.

                                        Scientist: The idea of a consensus      
                                        document was to cause alarm.  The       
                                        more knowledge the population had,      
                                        the more they would put pressure on     
                                        the politicians.  Civil Servant: I      
                                        realized immediately that this man      
                                        wasn't mad after all, but that he did   
                                        have a very uncommon idea and a         
                                        fantastic pedagogical instrument.       
                                        The vision was to make it so simple     
                                        that any interested layperson could     
                                        read it.                                
                                                                                
                                        Scientist: KHR writes very quickly      
                                        and responds to ideas very quickly.     
                                        So we discussed and you have to give    
                                        and take.  That's the way we all came   
                                        to consensus. All of us were more or    
                                        less satisfied.                         
                                         Scientist: At first we met once or     
                                        twice a month for 2-3 hours, as we      
                                        were finishing it was once a week.      
                                        The entire process took about nine      
                                        months.                                 
Eminent scientists were willing to      Scientist: The booklet** was again      
get involved with KHR's work because    another opportunity for saying what     
it offered an opportunity to reach an   I've said over and over, again and      
audience that they wanted to reach      again and again and this time to a      
but had not yet succeeded in doing so   wider audience.                         

**The original consensus booklet: Karl-Henrik drafted a first version of what would become the booklet to be sent to all Swedish households and schools. He then passed this to a circle of 6 colleagues and asked them to improve the document and return it. He then redrafted it and sent it back not only to these colleagues but also others suggested by these colleagues. This iterative process went on until 21 versions of the document had been drafted and the thoughts of over 50 scientific colleagues included. The final document, whose "simplicity without reduction" made it a perfect springboard to introduce the vision of sustainability to the Swedish public, was sent in booklet form to all households and schools.

The booklet is a 37 page 8"X12", soft cover, illustrated document. It begins with an overview of evolution and explains the development of the cells of plants, animals and humans. It explains the cyclic characteristic of the natural environment and the environmental dangers of non-cyclic energy sources such as nuclear power. It is an alarm document in its call to action. It notes the extinction of species, the ozone layer and rainforest degradation. It makes suggestions for daily life concerning saving energy, recycling and demanding chorine free paper and mercury free batteries. It ends with a one page more densely written conclusion which spells out the ramifications of the foregoing. The document appears user friendly, aimed at a general public. It seems almost understandable even to a non-Swedish speaking person as most of the story is told using illustrations. On the back cover the names of contributing scientists and an address for the "Naturliga Steget/Natural Step" is included.

The booklet was ready for mailing within a year. A sound recording was also made of the words in the document so that people could look at the booklet while listening to the words. Business then got involved to financially support the dissemination of this document to 4 million homes and all Swedish schools (see sub-theme 'consensus works to attract business' below). The four system conditions were not contained in this booklet. KHR continued his work toward scientific consensus. In this process he saw the need for a succinct overview of what science can tell us about how to achieve sustainability. As a result of this on-going scientific consensus building in further dialogue with John Holmberg, then a doctoral student at Chalmers university, the four System Condition were articulated[1]. The four system conditions were published in scientific journals, although they were not distributed to the entire population.

Shared understanding of sustainability based on the Consensus Report

The Natural Step began with a "breakthrough concept"--perhaps another attribute of successful transformation efforts. What was the breakthrough concept? Making knowledge accessible to those who can put it to use. But why was this seemingly simple idea such a "breakthrough?" Why was it so significant? Many scientists already knew a great deal about how our environmental problems might be resolved, yet no one had managed to make that knowledge available to the broader public beyond academia. Indeed many had put no thought into how to do that at all.

Scientists do not always think of       Scientist: I am only a scientist, I     
themselves as educators.                never understood how important it was   
                                        to be so aware of how to transmit the   
                                        knowledge                               
                                                                                
Yet, KHR seems to have been a born      KHR: I forever thought about learning   
educator, consumed with the desire to   better strategies for teaching.  I      
communicate his knowledge and help      always think about this, when I wake    
people to put it to use.                up, drink coffee, walk the dogs, run    
                                        in the woods, fall asleep.              
                                         KHR: I react to a problem by going     
                                        over it again and again - how can we    
                                        deal with this problem                  
In many ways KHR's work makes us                                                
recognize one of the problems that                                              
the specialization of knowledge has                                             
created.  So much brilliance is                                                 
getting lost in the bumbling of                                                 
specialized jargon which makes it                                               
almost impossible for various                                                   
disciplines to share knowledge.                                                 
Another factor is the disdain for                                               
grappling with real world problems                                              
that exists among academics.                                                    
                                                                                
KHR's personal experience taught him    KHR: The consensus oriented pedagogy    
that little is resolved by arguing.     we have now developed came from my      
                                        own despair and long time practice of   
                                        violating all the rules of consensus.   
                                        My spontaneous reaction when I get      
                                        opposition to my deep seated beliefs    
                                        is to punch that person on his nose.    
                                        I've learned the hard way how little    
                                        that achieves.                          
                                                                                
KHR made it a point to learn about      Scientist: KHR has studied how to       
consensus-building.  The idea is to     best achieve consensus.  I link this    
reach people with knowledge that will   also to his training as a physician     
help them to make better                where he is always trying to apply      
decisions--not to alienate or blame     his knowledge. Here, the patient is     
them.                                   Swedish industrial society.             
                                                                                
It probably does not come naturally     KHR: It's very easy to ask myself how   
to many of us to view the world         would I like to be treated if I am      
through our listener's eyes, yet that   supposed to contribute to other         
is precisely what is needed.            goals.  Well, first I want              
                                        recognition!  Don't start off saying    
                                        "you're wrong," you start by lauding    
                                        what is wonderful!                      
KHR knew that this process must                                                 
engage people not only on a cognitive                                           
but also on an emotional level.                                                 
First, you must get through to                                                  
people.  Does this mean that you must                                           
always be a little bit kinder than                                              
you think you need to be?                                                       
                                        Scientist: Instead of criticizing       
                                        what is bad, KHR tried to praise what   
                                        is good, getting good examples,         
                                        getting good companies.                 
                                                                                
KHR's training as a doctor was good     Executive: KHR doesn't pretend to       
preparation for engaging people in a    know anything he doesn't; he says, I    
consensus process. A doctor has         am just a cancer doctor, I won't tell   
authority but cannot command!           you what to do.  You are the            
                                        professionals. You are the ones who     
                                        know how to best handle this.           
                                                                                
KHR's training seems to have created    Natural Step Employee: We don't tell    
a template for the Natural Step         people what to do. We don't hang out    
organization's approach to people.      with the bad guys and we always show    
You take people as you find them,       the good examples.                      
knowing that they are doing their                                               
best, given their knowledge and                                                 
experience.                                                                     
                                                                                

Consensus works to attract business

Business people have been very attracted to the consensus-building pedagogy, and to the consensus builder himself. A change initiative which works by "pull", a process of attraction, instead of "push", or promotion, can be very powerful indeed. But why has the Natural Step and its leader been so attractive to business?

                                        Executive: What KHR said to me caught   
                                        me.  He said, I am a cancer doctor      
                                        and I am concerned about the bad        
                                        state of things at present.  The        
                                        first thing is to educate people and    
                                        I have an idea about how to do just     
                                        that.                                   
Even more than the scientific                                                   
foundation, the pedagogy which is so                                            
inviting proved perhaps most                                                    
attractive.                                                                     
  When KHR spoke at MIT in 1994 he      Executive: What impressed me was the    
used brilliant, memorable metaphors     very good pedagogical instrument, his   
e.g., the tree whose trunk represents   metaphors, his way of representing      
the principles of consensus, the        the systems ecology.  I thought KHR     
leaves the details of arguments, etc.   really had something there, after all   
                                        I had been grappling with how best to   
                                        transfer knowledge like this to         
                                        people in business.                     
                                                                                
Perhaps business was also attracted     Executive: KHR had really thought it    
by KHR's success in building            through and his bringing in all those   
consensus within the scientific         scientists who had supported it was     
community. Perhaps they appreciated     very impressive.                        
what a challenge this was.  Ash the                                             
saying goes, nothing succeeds like                                              
success!                                                                        
                                                                                
                                        KHR: I must have been able to sell      
                                        the concept to them using my pedagogy   
                                        and my sincere passion and my           
                                        vitality in a way that felt like "OK,   
                                        give the guy a break".                  
                                                                                
Business wanted in.                     Executive: My company was attracted     
                                        to NS and in fact we were attracted     
                                        to each other.  I understood that we    
                                        needed guidance and advice from         
                                        knowledgeable people; that we           
                                        couldn't handle it ourselves.           
                                                                                
And they offered the benefit of their   KHR: I was advised by Hans Dahlberg     
strategic skills and management         who was a leader in providing initial   
consultancy.                            funds, that we must be prepared,        
                                        after the launch of the booklet, with   
                                        back-up to support its impact on        
                                        society                                 
Hans Dahlberg was CEO of Folksam, a      Dahlberg: I was determined that KHR    
large cooperative insurance company,    should succeed, he is a good guy and    
at the time that KHR sought funding     I believe in him. Here was a guy who    
to disseminate the original consensus   had an approach to the environmental    
booklet.  Cooperatives are an           problem which was so different from     
important part of the Swedish           other approaches.                       
organizational landscape which arose                                            
out of the needs of ordinary people.                                            
Mainstream insurance companies had                                              
said "certain people are poor risks,                                            
we don't want to insure them."  So                                              
people got together and formed their                                            
own insurance cooperative.  Folksam,                                            
one such example, saw its mission as                                            
insuring not just people's health but                                           
more generally their well being, and                                            
so felt empowered to support NS at                                              
the early stages.                                                               
Not that KHR wasn't able to just sell    Dahlberg: KHR didn't need much hand    
his ideas with great ease.              holding, just contacts with other       
                                        business associates who might be        
                                        willing to support the cause.  The      
                                        rest he could do for himself.  He is    
                                        so good you can take him to any         
                                        boardroom.  You can't take all          
                                        doctors and you can hardly take any     
                                        environmentalists!                      
                                        

Strategizing the Next Moves:

KHR had succeeded with the unimaginable. Based on his own experience of how consensus building can lead to the better solution, he attracted scientists and business leaders to support him. Together a shared understanding of sustainability was co-created.

Hans Dahlberg, CEO of Folksam, was a key figure in the early stages for funding the NS directly and putting KHR in contact with other like-minded business people who would also help with funding. Dahlberg also brought Per-Uno Alm, an independent management consultant, on board. At first Per-Uno Alm was reluctant. On Dahlberg's request he met with KHR one Saturday morning and was surprised at how articulate, sincere and inspirational KHR was. His reluctance to get involved lessened and then he stipulated one condition for further involvement: KHR would have to be willing to be the public face behind the NS initiative, in effect he would have to agree to posibly giving up his private life. Per-Uno Alm felt that with KHR as the public persona people would identify with the work of NS, this organization had a chance at overcoming what he saw as the perennial problem with the message of most environmental organizations: that it instills doom, gloom and a sense of such overwhelming catastrophe that the ordinary person feels paralyzed to act. Committed at first on a part-time basis to offer strategic and operational direction to Natural Step Per-Uno Alm pushed three initiatives to help further expand the work:

  1. to reach out to youth, the ones who will, by definition, carry on the work
  2. to prepare for the expected demand on the lecture circuit after the release of the booklet,
  3. to continue the work of consensus documents through the creation of more networks of professional groups, who, in their own areas, would seek to achieve consensus on how to assist in moving society toward the vision of a sustainable future,
  4. to grow the NS organization "organically", i.e., to allow all types of people who had good and practicable ideas that might further the mission of NS to be a part of the synergistic growth. Thus the development of NS would be sustained by the commitment of those who would be attracted to the mission and vision of sustainability as articulated by the NS and identified with the person of KHR.

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II.2.b.

SUSTAINING GROWTH

In this section we learn more about the sustaining of NS growth. This was achieved synergistically through a combination of personalities who brought different talents and visions, and the support of businesses who were seeking to do well by doing good.

The consensus booklet was the first major platform for KHR's ideas. Sending the consensus booklet to all Swedish households created a groundswell of interest. As demand to know more about sustainability increased, opportunities to further educate people on the vision of a sustainable society also increased.

A Gala to celebrate a tremendous achievement

The booklet was launched on April 29, at a gala evening event. This event was televised on Swedish TV with the King's patronage and UN ambassador Perez de Cueljar prominent. Per-Uno Alm and Hans Dahlberg, who played vital roles as leaders and catalysts during the next stage of the expansion of the Natural Step. These "early adopters" were able to bring their own personal visions to the effort, and KHR was able to expand his vision to include theirs.

    Assessments of the mailing's        Scientist: The distribution of the      
success varied - though a 20%           booklet to all Swedish households and   
"return" on any direct mail is          schools was a very interesting, if      
exceedingly high.                       not a very good idea.  It didn't have   
                                        a major impact.  KHR: No one expected   
                                        the mailing solely to transform         
                                        Sweden.  It was there to initiate a     
                                        powerful start to the NS itself.        
                                        Indeed our polls showed that 20% of     
                                        the recipients studied the booklet.     
 With previous experience as a          Student Unionist:  With the booklet     
management consultant to                successfully out PUA played the role    
not-for-profit organizations, PUA had   of the "crazy consultant," with no      
many contacts and a talent for seeing   limits to his aspirations for making    
interconnections.  Described by         more education and action available.    
colleagues as 'almost brilliant', he                                            
turned to strategize the right moves                                            
for the expansion of the Natural Step.                                          
                                        PUA: We must at all times be            
                                        completely free to see possibilities.   
PUA took on the day-to-day                                                      
responsibilities of the small office                                            
of the Natural Step which formed to                                             
serve the demand for more information                                           
that came as a result of the booklet.                                           
                                                                                

Expanding Synergistically

The Natural Step's expansion happened in a number of domains and included young people organized in a youth parliament; professionals organized in network groups, many of whom worked to create their own consensus documents; and it included business leaders who began to internalize the message of the NS in a way that made their companies more "green". An organizational design emerged, a design which seemed appropriate to the goals of the organization. The organization would grow organically, i.e., be a project-based organization, networked through a group of central coordinators.

 The organizational design mirrored     PUA: It is imperative that NS           
PUA's view about the source of          comprises all levels of society.  We    
passion for the Natural Step: it        had to see that we were constituted     
comes from inside, from the core of     diversely.  I started to create and     
one's being. So, too, the               to see how to find people around me     
organization expands out from a         who could support us - and support us   
central core.                           by themselves getting the idea of       
                                        what to do inside themselves, from      
                                        that there is so much energy. There     
                                        is no limit to it, really.              
                                                                                
The Natural Step would not be a          The interconnecting networks of        
consulting organization.                support makes this program unique.      
                                        If we ran it like a consulting          
                                        business we would always be compared    
                                        with other such businesses.  We need    
                                        to be different.                        
                                                                                
Leadership in the  supporting            KHR: It was no coincidence that Hans   
companies was the type that takes a     Dahlberg was a supporter from the       
long term view and encouraged           start, his leadership style has been    
empowered delegation.                   one that is completely devoted to       
                                        being a true, empowering leader.        
                                                                                
Taking a long-term view, PUA was                                                
concerned to garner the energy and                                              
support of  young people.                                                       
                                        I could see that we haven't enough      
                                        young people with us.  So I told KHR,   
                                        "We must draft them because that is     
                                        the basic group for us in the future."  
                                                                                
The students insisted on --and          Student unionist: They wanted to have   
succeeded in--creating their own        a youth profile to begin with a         
version of the Natural Step.            special launch for just the youth.      
                                        It is young people doing something      
                                        for ourselves, not NS doing something   
                                        for us.  Maybe that is why it is        
                                        successful.                             
Yet, perhaps, in delegating that         Per-Uno: The students told me that     
authority to the students, NS  may      the youth wouldn't be so interested     
have gone too far in its 'hands off'    in scientifically derived system        
approach?  Today the youth work         conditions but more so in concrete      
contains very little of the             things to do.  I said "fine, if this    
scientific background developed by      is the basis for future work, please    
NS, including the system                do as you see fit."                     
conditions.--although that is being                                             
addressed now.                                                                  
 Other Networks also were developed,      Student: In the spring of 1993,       
initiated by individuals who had been   Kenneth Hermele a well-known Swedish    
attracted to the Natural Step.   In     economist, called a first meeting of    
this case Professor Hermele             an economist network.  He only wanted   
approached Karl Henrik about creating   to call not lead it.  He asked if       
a network.                              people would be interested in           
                                        beginning and leading a subgroup too.   
                                        Generally the network meeting had a     
                                        mix of economists, older and younger,   
                                        men and women, the conservative and     
                                        progressive.                            

**Empowering Young People - Ownership makes for commitment. KHR and PUA met with the leaders of the Student Union in Stockholm in 1988 to extend an invitation to them to get involved in the mission of the Natural Step. They accepted and proceeded to create an autonomous body called the Swedish Youth Parliament. Its foundation was celebrated with a rock concert as a youth alternative to the televised gala that introduced NS to the Swedish public. It aimed to create an interest for the environment and to stimulate youth participation through *learning by doing; *fostering choice; * dialogue with experts; * and using the NS scientific consensus. Today the youth organization has become international with c. 150, 000 participants in 6 European countries. On specially designated "environmental days" young people, in schools or convened in gatherings, work with a large variety of practical environmental activities. In Sweden one such an activity is "the King's challenge", in which young people make reports on the work of local businesses with reference to the four system conditions.

Consensus as a Generative Process: Development of Professional Networks

Like the original consensus booklet, the "Four System Conditions" also emerged partly from KHR's own cogitation and partly out of conversation with others (see above for more details.) This process of drafting thoughts and seeking input from the best minds in the field was to be institutionalized in the form of Professional Network** groups. To date, some of these groups have produced consensus statements of their own. Following KHR's original template, these consensus documents also represent the best thinking and points of agreement which exist among scientists on a particular scientific topic. The compass, i.e., the four system conditions, and a program for step-by-step transmission of these is then used as an instrument for analysis and dialogue.

**Professional Network Groups. (to be completed with H. Helmfrid)

What are they?

How do they function?

How many? etc.

                                        KHR: It always starts with me           
                                        thinking, How can I approach those      
                                        smart people? How can I describe this   
                                        in a challenging way and so clear cut   
                                        that they will be fascinated by the     
                                        prep work?                              
                                                                                
 But not everyone can be invited.       At this point because the work is       
What problems does limited              known and wonderful minds have taken    
participation create? Is there the      part, it is somewhat of an honor to     
possibility of bias?                    be invited.  And we work using          
                                        people's suggestions of whose           
                                        viewpoint is not represented.           
                                                                                
The process engages the intellect of    The scientists are attracted by the     
the scientist. Somehow, it seems, ego   strategy of trying at least to get      
is not a problem?                       rid of their antagonisms that are       
                                        based on misunderstanding.  They come   
                                        as they are interested in the           
                                        intellectual process.                   
                                                                                
The consensus model attracts the         The four system conditions are, in a   
right people.                           way, the rules of playing chess with    
                                        each other, and we apply simplicity     
                                        without reduction to identify shared    
                                        mental models/ understandings.          
                                                                                
What does the scientific consensus      Scientist: The idea is you collect      
building actually look like?            people who know the subject and who     
                                        have differing opinions, then try to    
                                        write down the points they agree on.    
                                        It takes time.  But afterwards you      
                                        have a document that you can give,      
                                        say, a politician and say: At least     
                                        these questions can be set aside,       
                                        because everyone agrees on these.       
                                         KHR: An editorial team should not      
                                        consist of more than ten people, and    
                                        with ten you're bound to cover most     
                                        viewpoints.  We must recruit interest   
                                        among diverse viewpoints.               
                                        You have a chairperson who listens      
                                        well and who notes breakdowns when      
                                        people are arguing over details not     
                                        principles; she or he must also be      
                                        aware of anybody violating another      
                                        person's sense of honor.                
I bet that sometimes in spite of best                                           
efforts people will get stuck                                                   
                                        We all participate in deciding when     
                                        it is that we have reached consensus.   
                                        When we cannot all agree, that          
                                        conclusion, too, is reached by          
                                        consensus.                              
But isn't it possible that some          It's not consensus when people give    
people do just give in for the sake     in, especially out of fear of seeming   
of a quiet life? What safeguards        to disagree with all their eminent      
against this?                           colleagues.  We work with this, maybe   
                                        privately too .  My task is to see      
                                        that the system conditions really are   
                                        clear in people's minds until the       
                                        real consensus work commences.          
                                                                                
After all the hard work, you have a      If you put your feet on something      
solid foundation from which to build    that itself is loose and then take a    
an edifice.  And with decisions built   leap, you're after even more            
on the system conditions , you have a   confusion and you can't contribute.     
firm foundation from which to                                                   
approach other problems.                                                        
                                                                                

Let it be a win-win Engagement!

It may be that in addition to the loftier features of contributing to scientific history and the sustainability of planet earth in general, another more mundane reason for participating lies behind people's willingness to spend up to 20 hours a week in dialogue about ideas with their colleagues, colleagues who were often "enemies" at the outset of the process. The consensus process can be fun, participants can learn a lot, and they can reach a larger number of people that they would not have otherwise.

                                                                                
                                        Scientist: I was very excited about     
                                        being a part of this.                   
                                        Doctor: it was great fun to work with   
                                        KHR.  He's funny, charismatic. He has   
                                        a free and creative mind.  I learned    
                                        from him, and I enjoyed it.             
                                        Student unionist: It was fun, and it    
                                        fulfilled my needs to get results in    
                                        educating people about the              
                                        environment.                            
                                        Scientist: I'm glad to have been in     
                                        it.  It's an experience from which I    
                                        learned a lot, I learned to interface   
                                        with groups with a business mindset,    
                                        to see the questions they bring.        

Business and KHR click

You see the whole point is to make the good guys do better

-- KHR

Increasing numbers of business people are convinced by the message of KHR and the Natural Step. The way in which this message is delivered appeals to them. It simply makes sense to hear explained that industries who refuse to change toward more sustainable processes and products are in jeopardy. If businesses rely on the use of ever more expensive and diminishing quantities of natural resources, they are backing themselves into a non-competitive corner. Consumer demand is also unequivocally moving in the direction of "greening" industry. Yet, KHR is not asking people to don hiking boots, eat alfalfa spouts in the executive dining room, and risk unprofitability. A great amount of thought has gone into making the message of sustainability applicable to the day-to-day concerns of business people.

  NS works with, rather than against    RR: These men who love rules and have   
, the grain of people.                  been successful are not asked to        
                                        abandon their way, rather they are      
                                        allowed to use that side of             
                                        themselves which has been so            
                                        successful and also to allow their      
                                        heart to come through.                  
Synergistic support implies that, for    Executive: We grew together in a way.  
example, businesses which wished to                                             
become involved would learn from NS                                             
and also further the understanding of                                           
NS applicability.                                                               
 Many business people were just           Executive: I was instrumental         
waiting for the tools KHR introduced,   because I was interested in getting     
seeing it as a way to help their own    this work on sustainability going.  I   
companies.                              saw it as a possibility of getting my   
                                        company back on the environmental       
                                        scene again.                            
Not blaming current environmental        Scientist: They found a way of         
issues  on business allowed business    talking to industry without             
people to be comfortable working with   alienating them.                        
KHR, and to find out how to make the                                            
process of becoming green a 'win-win'                                           
situation.                                                                      
                                        Executive: We invited KHR to speak.     
                                        He was serious but optimistic, he was   
                                        very interactive taking questions and   
                                        talking informally.  We liked him and   
                                        wanted to work with him.                
KHR went where he was invited,           Executive: Our company was already     
seeking to develop the 'pull' energy    quite committed to environmental        
rather than 'pushing' the sustainable   activity, our German market was         
agenda. The message was: Not everyone   calling for more information on the     
must change completely- just enough     toxicity of products, and we were       
to make a difference.                   tackling more and more environment      
                                        oriented questions.                     
                                        Executive: I was already convinced of   
                                        the need to address environmental       
                                        questions and KHR gave me the tool.     
And when he went it was as a                                                    
facilitator, not a lecturer.                                                    
                                        Executive: KHR didn't come to us and    
                                        tell us how to build sofas.  He said    
                                        "You know your business, I can only     
                                        help you to consider some basic         
                                        issues with regard to the               
                                        environment."                           
                                                                                
                                        KHR: The environmental director of      
                                        IKEA called and said "Shape up.  We     
                                        know more about the application of      
                                        the system conditions to furniture      
                                        design than you!" And that made me      
                                        feel flattered!                         
Now the learning is spreading.           IKEA Executive: So now our client      
                                        suppliers are turning to their          
                                        suppliers and saying "If you want to    
                                        do business with us you must learn      
                                        about the 4 system conditions."         
The home furnishings manufacturer,       The IKEA company mission goes back     
IKEA, was the first company to invite   to early days.  We believe our          
KHR to speak.  Partly goodwill,         mission is to create a better           
partly self -interest provided the      everyday life for the majority of       
impetus.                                people.  So we have wide latitude to    
                                        be interested also in environmental     
                                        questions!                              
                                        In 1989 the IKEA president said that    
                                        we must begin to address the            
                                        environmental issue proactively.        
 The commitment to innovation marks     IKEA Executive: We put great effort     
these increasingly sustainable          into using as little resources as       
businesses as different from others.    possible.  Instead of doing it like     
It is here that the NS message finds    all the other companies, we try to      
a fertile soil and its system           take a different approach.              
conditions find their way into the                                              
mission statements.                                                             
                                         We had industrial designers, the       
                                        best of whom already were concerned     
                                        with environmental issues in their      
                                        private lives, KHR gave us an           
                                        opportunity to mine this talent.        
NS training combines a "trickle down"    It became clear that  we must start    
with a "bubble up "intervention.        to train everyone in the company        
Over time everyone is trained so that                                           
all employees are capable of making                                             
localized decisions.                                                            
 One evening a junior manager sorted     Certainly  we are aware and trying     
the piles of garbage by spreading it    to put into practical use the 4         
over the store's parking lot.  Given    system conditions.  We are working      
his training in NS thinking, he began   with sorting and recycling waste, we    
to analyze the contents of the          have instituted a trash is cash         
garbage container, seeking "upstream"   program!                                
solutions to reducing the amount.                                               
                                                                                
As with consensus building the           It's self interest of course also,     
initial impetus points to a 'win-win'   we understand that we simply must       
solution.                               take this further.                      
                                                                                
Additionally being part of a             We're part of a group of companies     
supporting network for the NS, IKEA     close to NS with common goals and       
also benefits from the consortium of    projects; projects like the             
companies that has grown around NS.     challenger train** have brought us      
                                        closer together with Scandic Hotels,    
                                        Electrolux, Swedish McDonalds,          
                                        Swedish Rail.                           

** The Challenger Train: The            
challenger train is a train which       
travels throughout Sweden to educate    
people about the NS work.  Each         
carriage on the train is dedicated to   
the successes of a particular           
business corporation so that people     
can see the real life application of    
the NS theory.                          

Electrolux: Another good example.

The four system conditions have partly formed the basis for Electrolux's environmental vision and policies. For example: they now use water-based and powder paints instead of solvent based methods; they prioritize the use of recycled materials and reduce amounts of materials used; Electrolux was first to introduce a family of CFC-free refrigerators and freezers; they have developed a sun-powered lawnmower, a chainsaw that runs on vegetable oil; they transport 75% of their products by train; they use recycled steel. All of these more sustainable products and processes are linked to the system conditions helping to move from linear business production with large waste byproducts to working more with the cycles of nature.

Change initiatives can derive a lot of power when people find they can align their personal values and aims with the organizational values and aims. It seems that the Natural Step helps business people to align their hearts with the goals of their business. They are given practical solutions through the challenger train (see Sidebar above) which help ground and operationalize the "conceptual" nature of the system conditions in visible, real-life activities.

One way[2] to describe the "snowball effect" of growing the community of committed people, is to employ the language of "systems thinking." The following causal loop diagram explains the reinforcing nature of growth of the Natural Step:

To read it, consider that the arrow means that the first variable causes the second, and the "+" sign next to the arrow means that the second variable changes in the same direction as the first. So as New People Adopting the NS Pedagogy goes up, the next variable, Size of Community of Committed People, goes up, too. More people in the community means that there will be more Networking between scientists, activists, businesses, etc. and by word of mouth this will lead again to an increase in New People Adopting the NS Pedagogy . This closes a "reinforcing" or "positive" feedback loop that will drive exponential growth in the size of the Natural Step community. Around and around, like a rolling snowball (as the small picture signifies), the community will grow at a faster and faster pace, until it finds and reaches a limit.

Back to the Table of Contents


II.2.c.

CRISIS: CHALLENGE AND OPPORTUNITY

The development of the Natural Step was not without its critical moments which included a smear campaign, personal trials and the ever consuming quest for financial support. This section draws attention to the fact that this magic was less luck and more a commitment to treat each significant challenge as opportunity.

When the others won't engage in consensus?!

A problem that KHR and others who represent the work of NS ran into is that not all people are willing to engage in dialogue at all, in fact they block such attempts from the start.

As the business community became engaged, the stakes for the Natural Step began to get higher. As often happens in transformational change efforts, people become increasingly committed to their cause and sometimes, in their zeal and passion for what they believe is right, they violate their own principles. Was this what happened when a union member challenged KHR in 1988? Is it realistic to think that you can always operate in a consensus mode? Or do you sometimes just have to silence your "opponents?"

 So how do you cope with someone who     KHR: Let's add to that problem that    
themselves is not in consensus mode?    there is a lot of money at stake and    
                                        one person is willing only to be        
                                        adversarial?                            
         Perhaps we are seeing here      One time this occurred. It was early   
the national karate champion in         on in a meeting in which I was to be    
action, albeit in a business suit.      guaranteed 10 million kronor.  A        
Karl-Henrik planned his answer as he    trade unionist attacked me. On and on   
listened.  He knew that if he started   he went for 15 minutes in front of      
to respond defensively he would give    the people who would guarantee the      
fuel to the fire being created.         funds.  Everything he said was false.   
Under no circumstances were the         As he talked I watched the audience.    
potential sponsors be made to believe   After his barrage the chairperson of    
in a "no smoke without fire"            the potential sponsoring company        
scenario.                               asked me to comment, I replied there    
                                        was really no comment to be made to     
                                        this.  I turned to the audience and     
                                        said, "By the way, if you're thinking   
                                        that Mr. So-and-So is simply having a   
                                        bad day, let me assure you the is       
                                        not. He's always this malignant."       
                                        People burst out laughing.  One of      
                                        the older bankers said "I must agree,   
                                        his presentation was stupefying!"       
And this response is against the         Yes!  and I had no choice!             
rules of TNS!                                                                   

But you can't please all the people all of the time.

This is not to say, however, that involving everyone in consensus-building is viewed unequivocally as the ideal path to creating a sustainable society. Nothing is perfect, and the Natural Step consensus-building process is no exception. For all the praise, honestly given, there are also reservations equally honestly expressed.

 That people are sometimes ambivalent   Student: In the final analysis KHR      
about KHR can be useful. If he is       will cross any lines of decision        
thought to be a saint, people can too   making to get what he wants done.       
easily give up their own                                                        
responsibility  for bringing about                                              
change by virtue of being "too                                                  
ordinary                                                                        
                                        Scientist: He crushes opposition,       
                                        sometimes in a nice way, sometimes      
                                        not so nice.  It is a pity. It is a     
                                        weakness he has dealing with            
                                        criticism.                              
                                                                                
                                        Student: KHR is all for consensus but   
                                        yet he is so domineering.               
                                                                                
In science, the valued coinage is       Scientist: I felt in the early days     
ideas. Ideas are usually the            that we would write the consensus       
"property" of the individual who        document together and then after a      
comes up with them . The fact that      lot of work it became evident that it   
there has be